Resolution 5865 - ROI - Reimburse Certain Expenditures for Westside Interceptor from BondsCERTIFICATE AS TO RESOLUTION AND ADOPTING VOTE
I, the undersigned, being the duly qualified and acting City Clerk of the City of Kalispell,
Montana (the "City"), hereby certify that the attached resolution is a true copy of a Resolution entitled:
"RESOLUTION DECLARING THE OFFICIAL INTENT OF THE CITY OF KALISPELL,
MONTANA TO REIMBURSE CERTAIN ORIGINAL EXPENDITURES RELATED TO THE
CONSTRUCTION AND EQUIPPING OF THE WESTSIDE INTERCEPTOR AND SEWER LINE
A REPLACEMENT PROJECT FROM THE PROCEEDS OF TAX-EXEMPT BONDS TO BE
ISSUED BY THE CITY AFTER THE PAYMENT OF SUCH ORIGINAL EXPENDITURES" (the
"Resolution"), on file in the original records of the City in my legal custody; that the Resolution was duly
adopted by the City Council of the City at a regular meeting on April 16, 2018 and that the meeting was
duly held by the City Council and was attended throughout by a quorum, pursuant to call and notice of
such meeting given as required by law; and that the Resolution has not as of the date hereof been
amended or repealed.
I further certify that, upon vote being taken on the Resolution at said meeting, the following
members of the City Council voted in favor thereof:
Mayor Johnson, Council Members Graham, Waterman, Kuntz, Saverud, Guiffrida, Kluesner,
Carlson and Gabriel.
voted against the same: None
abstained from voting thereon: or were absent: None
WITNESS my hand officially this 16th day of April, 2018.
Cit Clerk
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RESOLUTION NO.5865
A RESOLUTION DECLARING THE OFFICIAL INTENT OF THE CITY OF KALISPELL,
MONTANA TO REIMBURSE CERTAIN ORIGINAL EXPENDITURES RELATED TO THE
CONSTRUCTION AND EQUIPPING OF THE WESTSIDE INTERCEPTOR AND SEWER LINE
A REPLACEMENT PROJECT FROM THE PROCEEDS OF TAX-EXEMPT BONDS TO BE
ISSUED BY THE CITY AFTER THE PAYMENT OF SUCH ORIGINAL EXPENDITURES.
WHEREAS, U.S. Treasury Regulations, Section 1.150-2 (the "Reimbursement Regulations"),
promulgated pursuant to Section 150 of the Internal Revenue Code of 1986, as amended (the "Code"),
provides that the allocation of the proceeds of tax-exempt bonds to expenditures for governmental
purposes originally paid from a source other than such tax-exempt bonds will be treated as expenditures
of such tax-exempt bonds only if certain requirements of the Reimbursement Regulations are satisfied
by the issuer of such tax-exempt bonds; and
WHEREAS, the City of Kalispell, Montana (the "City"), expects to pay certain original
expenditures for the acquisition, construction, and equipping of a the Westside Interceptor sewer line
project in the City (the "Project"), which original expenditures are expected to be financed temporarily
from the City's Sanitary Sewer Fund and which original expenditures are expected to be reimbursed
from the proceeds of one or more series of tax-exempt bonds.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
KALISPELL, MONTANA AS FOLLOWS:
1. The City has a reasonable expectation (within the meaning of U.S. Treasury
Regulations, Section 1.148-1 (b)) that it will make expenditures for the Project in 2018 out of the City's
Sanitary Sewer Fund. The City has a reasonable expectation that it will issue one or more series of tax-
exempt bonds (the "Bonds") in the estimated maximum principal amount not to exceed $12,300,000 to
finance the Project and that the City will make reimbursement allocations with respect to such original
expenditures for the Project from the proceeds of such Bonds.
2. This Resolution shall be maintained as part of the books and records of the City at the
main administrative office of the City, and shall be continuously available during normal business
hours of the City on every business day of the period beginning not more than thirty (30) days after
adoption of this Resolution and ending on the last date of issue of any Bonds.
3. This Resolution has been adopted not later than sixty (60) days after payment of any
original expenditure for a Project to be subject to a reimbursement allocation with respect to the
proceeds of the Bonds.
4. All reimbursement allocations with respect to the Bonds will be made not later than
eighteen (18) months after the later of: (1) the date the original expenditure is paid; or (ii) the date the
Project is placed in service or abandoned, but in no event more than three (3) years after the original
expenditure for a specific Project. If the Bonds are eligible for the small issuer exception from
arbitrage rebate, the "18-month" limitation above is extended to "three years" and the "three-year"
maximum reimbursement period is disregarded.
5. All original expenditures to which reimbursement allocations are to be made constitute:
(1) capital expenditures; (ii) costs of issuance of the Bonds; (iii) expenditures for extraordinary,
nonrecurring items that are not customarily payable from current revenues, such as casualty losses or
extraordinary legal judgments in amounts in excess of reasonable insurance coverage, and for which no
reserve is maintained; or (iv) a grant (as defined in U.S. Treasury Regulations, Section 1.148-6(d)(4), as
a transfer for a governmental purpose of money or property to a transferee that is not a related party to
or an agent of the transferor with respect to which no obligation or condition is imposed to directly or
indirectly repay any amount to the transferor).
6. Limitations set forth in paragraphs 3 and 4 of this resolution do not apply to: (i) the costs
of issuance of the Bonds; (ii) an amount not in excess of the lesser of $100,000 or five percent (5%) of
the proceeds of the Bonds; or (iii) preliminary expenditures up to an amount not in excess of twenty
percent (20%) of the aggregate issue price of the Bonds that finance or are reasonably expected by the
City to finance the Project for which the preliminary expenditures were incurred. The term
"preliminary expenditures" includes architectural, engineering, surveying, soil testing, reimbursement
bond issuance, and similar costs that are incurred prior to commencement of acquisition, construction,
or rehabilitation of a Project, other than land acquisition, site preparation, and similar costs incident to
commencement of construction.
7. This Resolution is an expression of the reasonable expectations of the City based on the
facts and circumstances known to the City as of the date hereof. The anticipated original expenditures
for the Project are consistent with the City's budgetary and financial circumstances. No sources other
than proceeds of Bonds to be issued by the City are, or are reasonably expected to be, reserved,
allocated on a long-term basis, or otherwise set aside pursuant to the City's budget or financial policies
to pay such Project expenditures.
8. This Resolution is intended to constitute a declaration of official intent for purposes of
the Reimbursement Regulations.
9. No reimbursement allocation of the proceeds of the Bonds to Project expenditures will
employ an abusive arbitrage device (within the meaning of Treasury Regulations, Section 1.148-10) to
avoid the arbitrage restrictions or to avoid the restrictions of Sections 141 through 150 of the Code.
PASSED AND APPROVED BY THE CITY COUNCIL AND SIGNED BY THE MAYOR OF THE
CITY OF KALISPELL, THIS 16TH DAY OF APRIL, 2018.
ATTEST:
Aimfe Brunckhorst, CMC
City Clerk
SEAL'
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Mark Johnson
Mayor
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