Affordable HousingCommunity Land Trusts:
An Alternative Model for
Protecting Land, Preserving
Housing Affordability,
and Creating Wealth
Helena, MT
February 7 and S, 2007
Allison Handler, Executive Director
Portland Community Land Trust
PCL1
Who's i the room..,
• Lenders?
Realtors?
• Home builders?
• Others?
I know CLTS; you know Montana.
• You're the experts.
• I have seven years experience
working with two CLTs
(Missoula and Portland).
• I lived in Montana for seven
years.
• That means I can share
information about the CLT
tool, and you decide if it fits
your needs.
The next 90 minutes or so:
• Overview of Community Land Trusts
• Benefits of Community Land Trust homeownership
• Financial analysis of subsidy delivery programs
• Could this work for communities in Montana? Q&A
What is a Community Land Trust'?,
• Non-profit corporation
• Democratically- structured
• Membership -based community organization
• Holds land in trust for the entire community, for
variety of Purposes —environmental, gardens,
commercial, housing. We'll focus on housing'.
• The model has historic roots, but in U.S. dates to
1960s
Where did the idea of holding land
"in trust" f? come rom
• The Bible
• Founding Fathers of the American Revolution (1700s)
• Henry George, "Progress and Poverty" (1800s)
Ebenezer Howard and the Garden Cities Movement in
England (turn of the century, 1900s)
• Gandhi and the Gramdan Movement (19 3 0 s)
• Indigenous Rights Movements
• US Peace Movement (1960s)
• US Civil Rights movement (1950s and 60s)
A Web of Influences on CLT Development. Thinkers, Activists, & Practitioners
Communtty
Bob Swan
E.F.
School of
Land
Schumacher
Living
John Stuart
Association
(New York)
Mill
(Tennessee)
Institute for
Community
Marie
Community
Loan Fund
C#rilto
Economics
Coalition
Mahatma
Gandhi
Ebenezer
Henry
Howard
George
Community
Call
Equity Trust,
Services, Inca
coalition
Inc.
U.S Civil
Rights
Movement
Garden
E.F.
National
Cities
Schumacher
'U.S Peace
Comm.unity,
.Society
Movement
Capital
Association
International
Celo
Independence
Community
Institute
(North Carolina)
Arthur
Chuck
Eltie
Morgan
Matthei
Kastanopolous
Ralph
Single Tax
Borsodi
Movement
New
Vinoba
Covenant CLT
cammunities,
Bahva
(Maine)
Inc.
Sr, Lucy
Gramdan
Jewish
Poulin
...Movement
I4910r7al Fend
Rev. Morris
(India)
(Israel)
MacCrackin
Bryn Gweled
Slater
Community
Opportunity
Homesteads
King
Land
Finance
(Pennsylvania)
Cooperative of
i letwork
Cincinnati
`
A Web of Influences on CLT Development.- Thinkers, Activists, & Practitioners
Community ob Swan E.F. Schoolof
Land Schumacher Living John Stuart
Association (New York) Mill
(Tennessee)
Institute for Community
Marie Community. Loan Fund
CIri1Io Economics Coalition
Mahatma
Gandhi
Eberle" Henry
Howard George
Community CDFI Equity Trust,
Services, In Coalition Inc.
U.S Civil
Rights
Movement
Garden E.F. National
Cities humacher -y U. Peace Community
Society Movement Capital
Association
International Celo
Independence Community
Institute (North Carolina)
ur hu Ellie
Morgan Mattt ei Kastanopolous
Ralph Single Tax
Borsodi Movement
New Vinoba Covenant CLT
Communities, Shave (Maine)
Inc.
Sr. Lucy
Gramdan Jewish Poulin
Movement National Fund Rev.:Maurice
(India) (Israel) MacCrackin
Bryn Gweled Slater Community Opportunity
Homesteads King Land Finance
(Pennsylvania) Cooperative of Network
Cincinnati
Common Threads
• Local control of land and capital resources
• Sustainable local economies
• Rethinking "ownership" of land and housing
• Benefits shared between individuals and the
community as a whole
What Housing CLT . S Do
• Take land out of the housing equation
• Make homes affordable to families who can't yet or
will not be able to afford market -rate housing
• Create stability and wealth for families
• Attempt to balance theinterests of communities
with the interests of individuals
• Ensure a stock of affordable homes
• Help create balanced communities that contain
income -diverse neighborhoods
What does a CLT home look like?
Your house.
My house.
Randy's house.
(that's Randy with Michael,
his service dog.)
Yes.* Gardens, dogs, kids, barbecues,
swing -sets; room -mates; kitchen
remodels; wealth creation.
No: Activities not allowed by
zoning/health codes; absenteeism;
windfall profits.
So how's it different?
Split ownership: land trust owns the land, fami mly
owns house,'or perpetual deed restriction with
resale provisions
Land trust is responsible for ongoing land
stewardship; safeguards affordability of homes
,. Leased land.* 99-year renewable, inheritable lease
Lease fee: monthly nominal charge paid to the CLT
Owner occupied: "most" of the time
Income eligibility: low- and moderate -income
families
And, a CLT is locally controlled
"Classic" CLT: community -based membership
Democratically structured: board of directors
elected by membership
Lessee -homeowners = 1/3 of the board
Membership vote required for changes to by-laws
or resale formula
Membership vote required for sale of land from the
trust
./ We'll talk about the benefits and drawbacks of
membership in a later session
Finally, CL homes are resale -
restricted for permanent affordability
Lease contains resale provisions to guarantee
house remains affordable for future buyers.
"Appraisal -based" formulas (for example, 25%
share of appreciation)
"Indexed" formulas (tied to CPI or to "what's
C%C%
affordable for 80% AMI")
"Itemized" formulas (tied to maintenance/ repairs,
value of home improvements, depreciation,
inflation factor)
Summary of defining characteristics
• Nonprofit, tax-exempt corporation
• Dual ownership
• Leased land
• Perpetual affordability
• Perpetual responsibility
• Community base
• Resident control
• Tripartite governance
• Active, ongoing acquisition
• Flexible development
Homeowner Concerns
• Affordability
• Stability
• Security
• Legacy for heirs
• Wealth building
Community Concerns
• Maintenance of the house
• Ensure owner occupancy
• Stewardship
• Retention of affordability
99-year lease defines homeowner and
CLT rights & responsibilities
• Lease is renewable, inheritable (stability, security,
legacy)
• Lease requires house to be maintained, insured
• Post -purchase homeowner support
• First right of refusal (both directions)
• No income "recertification"
• Resale formula keeps home affordable for next
family while offering a chance to build wealth
• CLT homeowners pay property taxes like anyone
else, though their taxes may be reduced
Locking the subsidy in
• CLTs are permanent subsidy programs
• Once subsidy is attached to the. property (purchases
the land), it is locked in -fo rever
• Land trust homeowners trade future windfall for
present day affordability and reasonable return on
investment
Is this a good deal?,.
Arepermanent subsidy homeownership programs,
such as Community Land Trusts,
a good investment for families and for the community?
Families of modest means benefit
• Homeownership at an affordable price
• Individual wealth building through asset
ownership
A Likely entry in market -rate
homeownership. In the largest study of
CLT resales, 74% of families moved to
market -rate homeownership
• Tax deductions for mortgage interest and
property taxes
• Stability of housing costs
• Pride of place; secure investment
• Legacy for heirs
Neighborhoods benefit
• Quiets prices in gentrifying neighborhoods
• Protects working class neighborhoods and
their culture from price increases
• Prevents displacement of long-term residents
• Locks the subsidy in so homes stay off the
market The community's investment stays in
place
• Permanently improves housing stock
Preserves mined -income, diverse neighborhoods.
When do CLTs make sense?
• Rapid run-up in housing prices places
homeownership out of reach of working, families
• Communities want to ensure and retain affordable
ownership housing for future generations
That's true in many places in
Montana:
• Median home price in Helena: upwards of $240,000
• A family of four needs to earn �$80,000—almost
160% of the median family income here —to afford
the median home
• Other communities are also feeling the pinch of rising
land and housing prices
ki
We've got a problem.
• Ordinary working families
can't buy a home in this
hot market.
• We need an investment
from the community.
$60, 000frorn PCLT helped Maria buy this house
in Northeast Portland.
Different ways the community could
invest to make homes affordable
Affordable financing programs: Use public and
private subsidy. Reduce the monthly payments on
a house to affordable payments.. (second
mortgages)
v Permanent subsIdy programs: Use public and
private subsidy. Reduce the purchase price of the
house to an affordable price. (CLIs, limited equity
co-ops, perpetual deed restrictions)
Affordable Financing Programs
• Enable buyers of moderate income to make
affordable payments on a home that is not
affordably priced
• Subsidy funds a second mortgage so the
buyer's first mortgage is smaller
• Sometimes, interest is charged and the loan is
amortized; sometimes the appreciation is
shared
• Sometimes, the loan is silent
• When the home is) re -sold the second mortgage
is paid back
Permanent Subsidy Programs
• Reduce market price to an affordable price
• Provide access to homeownership for buyers with
moderate incomes, at a price they can afford
• Buyer agrees to limit price at which home will be
resold
• At resale, homeowner receives what she paid for the
house plus a fair share of the appreciation
• Home resells at an affordable price to next buyer,
with no added subsidy
As permanent subsidy programs,
CLTs promise too 0 0
• Ensure affordable home
purchase options for future
buyers, by creating a stock
of permanently affordable
homes
• Build wealth for families
precluded from market rate
ownership, by providing
stability and asset ownership
A few key
questions:
• How well does the CLT deliver on its promises?.
• How do CLTs stack up against other subsidy
programs like affordable financing programs?
• Given declining subsyidand rising development
prices, what i's the most effective use of public
subsidy in creating affordable home ownership?
Let's look at some numbers
The Affordability Gap
• People's incomes rise—COLAis2to3%
• But housing prices rise, faster —in. some locations, it's
been 10 to 20% per
• Even modest housing increases of 5%still outpace
wage increases.
Is
• This creates an affordability gap between what
people earn and what they pay for housing.,
Let's say
• A married couple, both teachers, is raising a child.
• Their household income is $45,000 per year.
• Their gross monthly income is $3,750. If they spent a
third of their gross monthly income on housing, they
would have $1,250 for housing.
Example from. www.burlingtonassociates.com
How much house can they afford?
• If they wanted to buy a house and pay $1,250 on their
mortgage, they could afford a house that cost
something like $150,000 (depending on interest rates,
etc.; we'll assume about 6.5% interest here)
"fir
Imagine, five years later .. .
• Another family, both teachers, wants to buy the same
house.
• Teacher salaries have gone up modestly (about 3%
per year), so the family can afford a slightly higher
mortgage. (The family earns $52,000 and can afford
a payment of $1,450 per month —or a house,that costs
about $175,000, given the same interest rate,.)
• But housing prices have gone up even faster (about
6% per year), and the same house now costs
$2000000
More expensive monthly cost
• The next family would have a much higher monthly
payment
• which would be a higher percentage of their monthly
10
income
• if they could'even qualify for a loan that high at the
bank.
The CLT provides a solution
• By removing the land cost from the housing equation
• and protecting the resale price of the home so it stays
affordable for future families
• the CLT makes it possible for a succession of
moderate -income homebuyers to own the same home
over the life of the structure.
pal
How would that work i*n this example?
• Under PCLT's appraisal -based resale formula, the
house in the previous example would have sold, and
would re -sell, in this way:0
• Original appraised value: $1501000
• Original sale price: $100,000 (house only)
• New appraised value: $200,000 (5 Yrs later)
• Gain in value: $50,000
• Seller's, 25% share of gain: $12,500
• Price to next buyer: $1621500
Overall, the CLT is a good tool,,
• It serves families. who wouldn't otherwise be able to
own a home
• It provides stable, affordable ownership housing
• It keeps those homes affordable
• It requires only a one-ti*me investment from the
community —land trust homes do. not need to be re -
subsidized when the homes. resell
Detractors of CLT homeownership..
• May mean larger initial public investment
• Smaller homeowner equity gains- (as compared with
many commonly used affordable financing programs)
• Concept of- land ownership by land trust may deter
potential homebuyers
• Requires more education for lenders, escrow officers,
realtors, and buyers
0
Some facts and figures from
Burlington CLT (VT)
• 97 resales
• Average home affordable to 62% AMI at initial sale, and to
57% AMI at resale (homes became more affordable over time)
• Total value initial public subsidies put into those BOLT homes
was $1.525 million; total value of those retained subsidies was
$2.1 million.
• 95% of the BCLT homes remained affordable.
• Annualized rate of return on for, homeowners was 17%;
average BLOT homeowner .reselling after 5 years recouped her
10
original down payment and then realized a net gain in equity
of $6,184,
60 sellers bought market -rate homes; 4 bought another BOLT
home; 16 became renters, 1 died. (16 left the state)
• With Permanen't subsidy programs such as
Community Land Trusts, communities can
create a stock of affordably priced homes
• There's no " expiring use" concern, no end to
the affordability period
M
A few conclusions about
Community and Trusts
• Homeownership at an affordable price
• A likely entry into market -rate homeownership
• Fair return on investment to the homeowner
• Fiscally sound use'.of limited subsidies for a permanent
stock of homes
• Powerful anti- displacement tool in gentrifying
neighborhoods
• Help create balanced and income -diverse communities
• Opportunity to make good use of publicly -owned land
So, you still want to start a CLIT?
We'll look at some issues you'll need to consider.
• Rationale,: why a CLT?
• Service area: how big?
• Sponsorship: who's founding the CLT?
• Educating others about CLTs: whose conerns need to
be addressed?
• Development strategies: how to bring land into trust?
• Sources of CLT funding: how to fund operations and
land acquisition?
• Political will: is there community support?
a
And, because you WILL hit a snag.. .
IN CASE OF EMERGENCY
Questions, diatribes, laundry lists?
Contact:
Allison L. Handler, Executive Director
Portland, Community Land Trust
3109B NE Broadway
Portland, OR 97232
503-493-0293
www.pclt.org
allison@pclt.org
Want more? Check out:
www.burlingtonassoci*ates.com