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5. Water & Sewer Rate StudyCity of Kalispell Public Works Department Post Office Box 1997, Kalispell, Montana 59903-1997 - Telephone (406)758-7720, Fax (406)758-7831 MEMORANDUM March 21, 2002 To: Mayor, City Council and City Manager From: James C. Hansz, PE, Director of Public Works/City Subject: Water/Sewer/Storm Drainage Cost -of -Service Rat As recommended in the City's Facility Plan 2000 and recently briefed to City Council, the Public Works Department is about to advertise for qualifications and proposals for performing a cost -of -service rate study of our utility operations. In preparation for this, I recently attended a seminar on the basics of cost -of -service rate setting that also included a session on the fundamentals of system development charges. This was a very informative seminar that opened my eyes to exactly what this effort would entail, and also what some of its results would mean for the City. I came away with a solid appreciation of the processes involved in cost -of -service rate setting and also a regrettably clear understanding of the state of "disrepair" that exists in our present rate structure. Without delving into all the small details of rate setting, there are four main principles, or objectives, of the rate analysis effort we are preparing to undertake. • Rates should be cost -based and equitable, set at such a level that they meet the full revenue requirements of the utility. • Rates should be easy to understand and administer. • Rates and the process of allocating costs should follow the principles of cost - causation: what causes the cost and does the rate address the revenue required to cover those costs? • Rates should be stable in both their ability to provide revenues and in the customer's perception of the rates from year to year. Following these basic principles to achieve the desirable objective of fair, stable and understandable rates that meet the utility's revenue requirements will result in substantial changes from current and past practice. Two of these changes can be predicted right now. CHANGE ONE In order to bring our rate system into line with standard industry practice, it will be recommended that the City begin to fund all its system replacements from rates. Those who are wearing out the system, the current users, should fund system replacements. System needs related to growth should be funded from system development charges. Right now this is not the case. Much of our replacement need is funded from connection charges paid by new customers. This is not standard practice, and in the majority of states there are laws that prevent using connection fees this way. Rates will be recommended to rise sharply to fund replacements. CHANGE TWO The City's connection charges will be recommended for overhaul, and it is probable that 100% of these funds be recommended to be reserved and designated as system development funds to be used solely to replace/upgrade/provide facilities necessary to serve new growth. New customers pay these charges into the system. These payments are typically intended to reimburse for system capacity as it is consumed and to build future capacity needed to accommodate growth. These funds are typically not used to pay developer related system costs. City connection (system development) fees are far less than needed to deal with the demands of growth on the system. It is expected that these fees will be recommended for substantial increases. Before Public Works sets off on a cost -of -service rate study it is important for the City Council to understand that these significant changes will, with absolute certainty, be prominent among the many things to be recommended.