Resolution 4032 - Board of Investments Loan Agreement262
RESOLUTION NO. 4032
RESOLUTION AUTHORIZING PARTICIPATION IN THE BOARD OF INVESTMENTS OF THE
STATE OF MONTANA ANNUAL ADJUSTABLE RATE TENDER OPTION MUNICIPAL FINANCE
CONSOLIDATION ACT BONDS (INTERCAP REVOLVING PROGRAM). APPROVING THE
FORM AND TERMS OF THE LOAN AGREEMENT AND AUTHORIZING THE EXECUTION AND
DELIVERY OF DOCUMENTS RELATED THERETO
BE IT RESOLVED BY THE City Council (the Governing Body)
OF THE CITY OF KALISPELL (the Borrower) AS FOLLOWS:
ARTICLE I
DETERMINATIONS AND DEFINITIONS
Section 1.01. Definitions. The following terms will have the meanings
indicated below for all purposes of this Resolution unless the context clearly
requires otherwise. Capitalized terms used in this Resolution and not defined
herein shall have the meanings set forth in the Loan Agreement.
Adjusted Interest Rate means the rate of interest on the Bonds
determined in accordance with ihe provisions of Section 3.03 of the Indenture.
Authorized Representative shall mean the officers of the Borrower
designated by the Governing Body and set forth on Exhibit 1 hereto, to act on
behalf of the Borrower by written certificate furnished to the Trustee,
containing the specimen signature of such persons and signed on behalf of the
Borrower by a duly authorized official.
Board shall mean the Board of Investments of the State of Montana, a
public body corporate organized and existing under.the laws of the State and its
successors and assigns.
Board Act shall mean Section 2-15-1808, Title 17, Chapter 5, Part
16,MCA, as amended.
Bonds shall mean the Bonds issued by the Board pursuant to the
Indenture to T—inance the Program.
Borrower shall mean the Borrower above named.
Indenture shall mean that certain Indenture of Trust dated March 1,
1991 by and between the Board and the Trustee pursuant to which the Bonds are to
be issued and all supplements thereto.
Loan means the I oan of money by the Board to the Borrower under the
terms of the Loan Agreement pursuant to the Act and the Borrower Act and
evidenced by the Note.
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Loan greement means the Loan Agreement between the Borrower and the
Board, including any amendment thereof or supplement thereto entered into in
accordance with the provisions thereof and hereof.
Lo ion means this resolution or such other form of
Resolution that the Board may approve and all amendments and supplements thereto.
Loan Date means the date of Closing a Loan.
Loan Rate means the rate of interest on the loan which is initially
6.35% per annum through March 1, 1992 and thereafter a rate equal to the Adjusted
Interest Rate on the Bonds and up 1.5% per annum as necessary to pay Program
Expenses.
Note means the promissory note to be executed by the Borrower pursuant
to the Loan Agreement, in accordance with the provisions hereof and thereof, in
substantially the form set forth in Exhibit C to the Loan Agreement, or in such
form that may be approved by the Board.
Program shall mean the INTERCAP Revolving Program of the Board pursuant
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to which t e Board will issue and sell Bonds and use the proceeds to make loans
to participating Local Government Units.
Project shall mean those items of equipment, personal or real property
improvements to be acquired, installed, financed or refinanced by the Borrower
from the proceeds of the Loan as set forth in Exhibit A to the Loan Agreement.
SesKii��� means a security agreement in substantially the
form set forth in ExhiDIZ H to the Loan Agreement, and, a Uniform Commercial Code
financing statement, in a form acceptable to the Board and the Trustee granting a
security interest in, or a lien on, the property constituting the Project or
other real or personal properties added to or substituted therefor.
Trustee shall mean First Trust Company of Montana National Association
and its successors,
Section 1.02. Exhibit. The following is the exhibit to and a part of
this Resolution:
Exhibit 1: Form of Certificate of Authorized Representatives
Section 1.03. Authori,�X. The Borrower is authorized to undertake the
Project and is further authorized by the Borrower Act to enter into the Loan
Agreement for the purpose of obtaining a loan to finance or refinance the
acquisition and installation costs of the Project.
Section 1.04. Execution of Agreement and Delivery of Note. Pursuant
to the Indenture and the Board Act, the Board has issued and sold the Bonds and
deposited a part of proceeds thereof in the Loan Fund held by the Trustee. The
Board has, pursuant to the Commitment Agreement, agre ' 6d to make. a Loan to the
Borrower in the principal amount of $119,744.63 and voon the further terms and
c I onditions set forth herein, and as set forth in, the Commitment Agreement and the
Loan Agreement. E-2 .
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ARTICLE II
THE LOAN AGREEMENT
Section 2.01. Terms. (a) The Loan Agreement shall be dated as of the
Loan Date, in the principal —amount of $119,744.63 and shall constitute a valid
and legally binding obligation of the Borrower. The obligation to repay the Loan
shall be evidenced by a Note which shall be in the form of Exhibit C to the Loan
Agreement. The Loan shall bear interest at the initial rate 6.35% per annum
t!.-ough March 1, 2992 and thereafter at the Adjusted Interest Rate, plus up to
I per annum as necessary to pay the cost of administering the Program (the
.;ram Expenses). All payments may be made by check or wire transfer to the
Tr,stee at its principal corporate trust office.
(b) The Loan Repayment Dates shall be February 15 and August 15 of
each year with the first Loan Repayment Date determined as follows:
0) If the Loan Date is less -than 120 calendar days preceding a
Loan Repayment Date, the first Loan Repayment will be that Loan Repayment
Date, but the first Loan.Repayment shall be an interest only payment.
(ii) if the Loan Date is less than 60 calendar days preceding a
Loan Repayment Date, the first Loan Repayment Date shall be the next
following Loan Repayment Date, and the Loan Repayment shall be an interest
and principal payment.
(iii) In all other instances the first Loan Repayment shall be
due on the first Loan Repayment Date occurring after the Loan Date and shall
consist of both a principal and interest payment.
(c) The principal amount of the Loan may be prepaid in whole or in
part (if in part, in the amount of $50,000 or any integral multiple of $10,000
over $50,000) by paying the Prepayment Amount on February 15 and August 15 of
each year, or if the fifteenth is not a business day, on the next succeeding
Business Day, _provided that the Borrower has given written notice of its
intention to prepay the Loan in whole or in part to the Trustee and the Board no
later than 30 days prior to the designated prepayment date.
(d) The Prepayment Amount shall be equal to the principal amount of
the Loan outstanding, plus accrued interest thereon to the date of prepayment
plus a prepayment penalty of 1.0% of the principal amount of the loan
outstanding.
(e) Within fifteen days following an Adjustment Date, the Trustee
shall calculate the respective amounts of principal and interest payable by each
Borrower on and with respect to its Loan Agreement and Note for the subsequent
August 15 and February 15 payments, and prepare and mail by first class mail a
statement therefor to the Borrower.
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Section 2.02. Use and Disbursement of the Proceeds. The proceeds of
the Loan will be expended solely for the purposes :set fort—h—Tn Exhibit A to the
Loan Agreement. The proceeds from the sale of the Note to the Board shall remain
in the Borrower's Account pending disbursement at the request of the Borrower to
pay the budgeted expenditures in anticipation of which the Note was issued.
Requests for disbursement of the Loan shall be made in writing to the Trustee on
a form approved by the Trustee. Prior to the closing of the Loan and the first
disbursement, the Borrower shall have delivered to the Trustee a certified copy
of this resolution, the executed Loan Agreement and Note in a. form satisfactory
to the Borrower's Counsel and the Board's Bond Counsel and such other
certificates, documents and opinions as set forth in the Loan Agreement or as the
Board or Trustee may require.
Section 2.03. Payment and Security for the Note. In consideration of
the making of the Loan to the Borrower by the BoarT,—the provisions of this
Resolution shall be a part of the Agreement of the Borrower with the Board. The
provisions, covenants and Agreements herein set forth to be performed by or on
behalf of the Borrower shall be for the benefit of the Board. The Loan Agreement
and Note shall constitute a valid and legally binding obligation of the Borrower
and the principal of and interest on the Loan shall be payable from the general
fund of the Borrower, and any other money and funds of the Borrower otherwise
legally available therefor. The repayment of the Loan shal 1 be secured by a
security interest in the Project being financed. The Borrower shall enforce its
rights to receive and collect all such taxes and revenues to insure the prompt
payment of the Borrower obligations hereunder.
Section 2.04. Representations as to Impact of 1-105, as Amended by
Subsequent Legislative Acts. The Borrower recognizes and acknowledges that the
amount of taxes it may levy on certain classes of property may not exceed the
amount of taxes levied for taxable year 1986, subject to certain limitations set
forth in 1-105, as amended by subsequent legislative acts (the Property Tax
Limitation Act). The Borrower is familiar with the Property Tax Limitation Act
and acknowledges that the obligation to repay the Loan under the Agreement and
Note are not exceptions to the provisions of the Property Tax Limitation Act.
The Borrower represents and covenants that the payment of principal of a" d
interest on the Loan can and will be made from revenues available to the Borrower
in the years as they become due, notwithstanding the provisions of the Property
Tax Limitation Act.
Section 2.05. Levy and Appropriate Funds to Repay Loan. The Borrower
agrees that in order to meet its obligation to repay the Loan and all other
payments hereunder that it will budget, levy taxes for and appropriate in each
fiscal year during the term of the Loan an amount sufficient to pay the principal
of and interest hereon subject to the limitations of the- Property Tax Limitation
Acf.
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ARTICLE III
CERTIFICATIONS, EXECUTION AND DELIVERY
Section 3.01. Authentication of Transcript. The Authorized
Representative, as designated on Exhibit 1, are authorized and directed to
prepare and furnish to the Board and to attorneys approving the validity of the
Bonds, certified copies of this resolution and all other resolutions and actions
of the Borrower and of said officers relating to the Commitment Agreement, the
Loan Agreement, the Note, the Security Agreement and certificates as to all
other proceedings and records of the Borrower which are reasonably required to
evidence the validity and marketability of the Note. All such certified copies
and certificates shall be deemed the representations and recitals of the Borrower
as to the correctness of the statements contained therein.
Section 3.02. Legal Opinion. The attorney to the Borrower is hereby
authorized and directed to deliver to the Board at the time of Closing of the
Loan his or her opinion regarding the Loan, the Loan Agreement, the Note and this
Resolution in substantially the form of the opinion set forth in Exhibit D to the
Loan Agreement.
Section 3.03. Execution. The Loan Agreement, Note, Security Agreement
and any other document required to close the Loan shall be executed in the name
of the Borrower and shall be executed on behalf of the Borrower by the signatures
of the Authorized Representatives of the Borrower.
PASSED AND APPROVED by the City Council and Mayor - this 21 day
of January , 19 92, -
Attest:
By
5ce 01re-Etor
its W
Member KpnnadY ' seconded the motion and the following members
voted in favor of thereof: Collins, Nystul, Lar�on, Granmo, Moses, Atkinson, Buck
and Mayor Rauthe
the following members voted against the same:
Absent:
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none
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EXHIBIT 1 TO LOAN AGREEMENT RESOLUTION
CERTIFICATE OF AUTHORIZED REPRESENTATIVES
The following officers of the City of Kalispell are authorized to act
on behalf of the Local Government with respect to the execution and delivery to
the Board of Investments of the Loan Agreement approved by this Resolution and
other documents, certificates or materials necessary to be provided to the Board
order to close the Loan.
Name Title Signature
Bruce Williams
Amy Robertson
Susan Gendler
rj:Ly Manager
Finance Director
Assistant Fin. Dir.
Dated this _L2L. day of January -9 1992 .
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